TORONTO, July 20, 2022 /CNW/ – A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada (the “MFDA”) has issued its Decision and Reasons (Motion) dated July 19, 2022, with respect to a motion brought by Andrew Kazina (the “Respondent”) and conducted as a written hearing.
In its Decision and Reasons (Motion), the Hearing Panel outlined its reasons for denying the Respondent’s request for further disclosure.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA’s complaint and enforcement processes, as well as links to ‘Check an Advisor’ and other Investor Tools, visit the For Investors
SOURCE Mutual Fund Dealers Association of Canada
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